CA3O Framework

Certified AI Assurance & Accountability for Operations — CMMC for AI

The military-grade AI governance certification standard for defence systems

Framework Foundation

What is CA3O?

CA3O (Certified AI Assurance & Accountability for Operations) is the defence and national security equivalent of CMMC. Just as the Cybersecurity Maturity Model Certification validates cybersecurity program maturity across 5 levels, CA3O certifies your organization's AI governance, safety, and accountability maturity across the same 5-level framework.

Designed specifically for military AI systems, autonomous weapons governance, intelligence AI oversight, and defence sector organizations, CA3O provides a standardized, measurable pathway to demonstrating AI trustworthiness to Five Eyes allies, NATO partners, and the entire international defence community.

CA3O vs CMMC: The Parallel

CMMC certifies: Cybersecurity processes, compliance, incident response, access controls

CA3O certifies: AI governance, bias testing, autonomous system oversight, alignment with human control, ethical frameworks for lethal autonomous weapons

The Result: An organization can be CMMC Level 3 (cyber-secure) but CA3O Level 1 (basic AI hygiene). CA3O ensures your AI systems themselves are trustworthy — not just your networks.

Certification Levels

5 Maturity Levels

Each level builds upon the previous, with increasing investment, governance depth, and organizational commitment. Select your organization's target level based on AI system criticality and defence classification.

Level 1

Basic AI Hygiene

Focus: Inventory & Documentation
Requirements: AI system inventory, dataset logging, basic documentation, vendor risk assessment
Timeline: 4-8 weeks
Cost: $5K-$15K
Level 2

Managed AI Processes

Focus: Risk & Testing
Requirements: Risk matrix, bias testing, adversarial documentation, human-in-the-loop
Timeline: 8-16 weeks
Cost: $15K-$50K
Level 3

Defined Governance

Focus: Framework & Monitoring
Requirements: Governance board, monitoring, red teams, transparency logs
Timeline: 16-24 weeks
Cost: $50K-$150K
Level 4

Quantitatively Managed

Focus: Metrics & Automation
Requirements: SLA-driven performance, drift detection, automated compliance, CI/CD
Timeline: 24-36 weeks
Cost: $150K-$300K
Level 5

Optimizing

Focus: Autonomous Systems
Requirements: Zero-trust AI, autonomous governance, real-time alignment, federation
Timeline: 36+ weeks
Cost: $300K+
How It Works

6-Step Assessment Process

From initial discovery to certified assurance, the CA3O assessment follows a proven 6-step framework designed for defence organizations with classified systems and security clearance requirements.

1

Scoping & Discovery

Identify all AI systems in scope, classification levels, and stakeholders. Establish governance baseline.

2

Documentation Review

Audit existing AI governance documentation, risk assessments, and testing protocols against CA3O requirements.

3

Technical Assessment

Evaluate AI models for bias, adversarial robustness, explainability, and human-in-the-loop integration.

4

Governance Audit

Review organizational processes: boards, approval chains, incident response, vendor management for AI.

5

Red Team Exercise

Adversarial testing of AI system robustness, decision-making under attack, and override mechanisms.

6

Certification & Monitoring

Award CA3O certification and establish continuous monitoring roadmap for next renewal period.

Standards Comparison

CA3O vs Other Standards

Understanding how CA3O compares to CMMC, SOC 2, and ISO 42001 helps organizations build a comprehensive compliance portfolio.

Standard Primary Focus Maturity Levels Typical Duration Defence-Specific
CA3O AI Governance & Safety 5 Levels (Optimizing) 4-36+ weeks ✓ Yes
CMMC Cybersecurity Maturity 5 Levels (Optimizing) 3-24 months ✓ Yes (DoD)
SOC 2 Security & Compliance Type I & II 6-12 months ✗ No (Commercial)
ISO 42001 AI Risk Management Binary (Certified/Not) 6-12 months ~ Generic